Available in 12 locations and 7 languages
We examine changes to the requirements regarding client communications (including marketing) under MiFID II.
Financial Markets Alert
The FCA has published a consultation paper containing proposals to enhance the conduct of business rules for firms providing CFDs to retail clients.
The Commission has published a report on EMIR, suggesting ways in which the regime could be made simpler and more proportionate.
The new rules are designed to improve transparency, promote competition and improve the overall resilience of markets.
We examine various conduct of business obligations for firms when dealing with clients under MiFID II.
MiFID II will introduce a comprehensive regulatory regime governing direct electronic access to trading venues.
The latest in the long running series of regulatory attempts to ensure that it is only the firm’s client who can call the tune played.
The MiFID II provisions will align the client assets requirements more closely with the FCA regime under CASS.
Significant revisions to the transaction reporting requirements under MiFID.
PRA和FCA就外国银行在英国的分支机构适用的举报规则征询意见
The FCA and PRA publish final rules on references in the regulated financial services sector
The European Commission has approved draft EMIR margin rules and provide 6 months reprieve for intragroup derivatives trades
本网站使用Cookie来增强您的体验并帮助我们改善网站。请参阅我们的隐私政策以获取更多信息。如果您继续浏览网站而不更改设置，我们将假设您愿意收到这些Cookie。您可以随时更改Cookie设置 有关我们使用哪些类型Cookie的更多信息，请参阅我们的Cookie使用政策。
接受并关闭